Compliance Engineer lll

About the Position

We are looking for a Compliance Engineer III to join our fintech team in Pune, India. The role involves delivering compliance software solutions across client implementations, executing complex workstreams, and ensuring successful client outcomes.

Responsibilities

• Solution Delivery & Execution

  • Execute and drive complex implementation workstreams across system configuration, data setup, reporting, and integrations.
  • Translate business and compliance requirements into scalable system configurations and technical solutions.
  • Deliver high-quality implementation outputs aligned to project timelines, requirements, and defined success criteria.

• Problem Solving & Technical Design

  • Diagnose and resolve complex system, data, and integration issues with minimal guidance.
  • Design and develop advanced reporting solutions using SQL and related technologies.
  • Implement and optimize integrations with third-party systems using XML, XSLT, and related tools.
  • Evaluate configuration trade-offs and recommend effective approaches within established solution parameters.

• Collaboration & Client Support

  • Engage with clients to clarify requirements, address issues, and support solution alignment throughout implementation.
  • Collaborate with internal stakeholders (Product, QA, Business Analysts) to ensure coordinated delivery.
  • Communicate technical concepts and implementation decisions clearly to both technical and non-technical audiences.

• Knowledge Application & Team Contribution

  • Apply strong domain knowledge in compliance (e.g., investment compliance, portfolio monitoring) to implementation work.
  • Contribute to knowledge sharing, documentation, and continuous improvement of implementation practices.
  • Provide guidance to less experienced team members on tools, processes, and problem-solving approaches.

Requirements

• Technical & Systems Proficiency

  • SQL / T-SQL (advanced proficiency)
  • Microsoft Excel (advanced, including complex formulas and data analysis)
  • XML, XPath, XSLT (advanced working knowledge)
  • Experience with version control tools (e.g., Git)
  • Familiarity with Agile tools and practices (e.g., Jira, ADO)

• Education and/or Experience

  • Bachelor’s degree in a related discipline
  • 4–7 years of relevant experience in financial software implementation, compliance systems, or similar technical roles
  • Experience within investment compliance domains (e.g., Private Credit, CLOs, Trade Compliance) preferred

• Language Skills

  • Professional proficiency in English (written and verbal) sufficient to support client interaction, documentation, and cross-functional collaboration
  • Strong written and verbal communication skills
  • Ability to communicate technical concepts to internal teams and clients (with guidance)

We Offer

• Health Coverage options along with other voluntary benefits
• Enterprise Udemy membership with access to thousands of personal and professional development courses
• 401K with Company match up to 4% or Employee Pension plan
• Competitive pay and year-end bonus potential
• Flexible PTO
• Charitable Donation matching, along with Volunteer and Voting PTO
• Numerous team building activities to promote collaboration in a fun and fast-paced work environment

About the Company

At Allvue Systems, we are the leading provider of software solutions for the Private Capital and Credit markets. We help eliminate the boundaries between systems, information, and people. Working at Allvue Systems means working with pioneers in the fintech industry. Our efforts are powered by innovative thinking and a desire to build adaptable financial software solutions that help our clients achieve their goals. We’re looking for ambitious, smart, and creative individuals to join our team and help our clients achieve their goals.

EEOC Statement

Allvue Systems provides equal employment opportunities (EEO) for all employees and applicants for employment. We recognize the real value of bringing people together from diverse backgrounds, experiences, and perspectives - we don’t just accept difference, we celebrate and support it. We are committed to advancing these efforts through our strategies to hire, promote, create and support a diverse and inclusive environment throughout our workforce and workplace. It is our policy to prohibit discrimination and harassment of any type without regard to race, color, religion, marital status, age, national origin, ancestry, physical or mental disability, medical condition, pregnancy, genetic information, gender, sexual orientation, gender identity or expression, veteran status, or any other status protected under federal, state, or local law. In addition, Allvue will provide reasonable accommodations for qualified individuals with disabilities.