Executive, Risk & Compliance

On-siteSalary not specified

Tech Stack

Compliance

Job Description, Responsibilities & Requirements

About the Position

Executive, Risk & Compliance (1-year contract)

About the Company

A prominent financial services provider driving regional market growth.

About the Job

  • Deliver robust oversight and support for market conduct, distribution channels, and compliance risk management.
  • Identify and evaluate emerging risks, control deficiencies, and the operational impact of regulatory updates.
  • Contribute to comprehensive risk evaluations, focused thematic assessments, and the ongoing supervision of representative practices.
  • Analyze customer grievances, operational incidents, and investigation results to pinpoint root causes, measure control efficacy, and implement corrective measures.
  • Assist in the governance of external vendors and third-party partnerships by tracking core obligations, escalating concerns, and verifying remediation progress.
  • Collaborate with diverse internal teams to spearhead compliance assessments, resolve operational bottlenecks, execute project milestones, and ensure swift closure of open issues.
  • Execute specialized strategic initiatives and ad hoc risk or compliance projects under the guidance of the department head.

Requirements

  • Proven expertise in managing distribution compliance, sales conduct oversight, or regulatory risk within the financial sector.
  • Strong analytical skills to dissect incidents, uncover root causes, and design effective risk mitigation strategies.
  • Demonstrated experience monitoring third-party vendors and outsourcing risk frameworks.
  • Excellent communication and stakeholder management skills to influence cross-functional teams and drive project resolution.
  • Agility to adapt to evolving regulatory landscapes and successfully handle ad hoc strategic compliance mandates.

We Offer

  • Competitive salary
  • Permanent position
  • Opportunity to work with a leading financial services provider

Location

  • Singapore

How to Apply

To apply online please use the 'apply' function. (EA: 94C3609/ R24124496)

Job Details

Location:
Singapore
Work Mode:
On-site
Posted on TheJob:
Jul 18, 2026
Last checked:
Jul 18, 2026
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