Tech Stack
Compliance
Job Description, Responsibilities & Requirements
About the Position
Executive, Risk & Compliance (1-year contract)
About the Company
A prominent financial services provider driving regional market growth.
About the Job
- Deliver robust oversight and support for market conduct, distribution channels, and compliance risk management.
- Identify and evaluate emerging risks, control deficiencies, and the operational impact of regulatory updates.
- Contribute to comprehensive risk evaluations, focused thematic assessments, and the ongoing supervision of representative practices.
- Analyze customer grievances, operational incidents, and investigation results to pinpoint root causes, measure control efficacy, and implement corrective measures.
- Assist in the governance of external vendors and third-party partnerships by tracking core obligations, escalating concerns, and verifying remediation progress.
- Collaborate with diverse internal teams to spearhead compliance assessments, resolve operational bottlenecks, execute project milestones, and ensure swift closure of open issues.
- Execute specialized strategic initiatives and ad hoc risk or compliance projects under the guidance of the department head.
Requirements
- Proven expertise in managing distribution compliance, sales conduct oversight, or regulatory risk within the financial sector.
- Strong analytical skills to dissect incidents, uncover root causes, and design effective risk mitigation strategies.
- Demonstrated experience monitoring third-party vendors and outsourcing risk frameworks.
- Excellent communication and stakeholder management skills to influence cross-functional teams and drive project resolution.
- Agility to adapt to evolving regulatory landscapes and successfully handle ad hoc strategic compliance mandates.
We Offer
- Competitive salary
- Permanent position
- Opportunity to work with a leading financial services provider
Location
- Singapore
How to Apply
To apply online please use the 'apply' function. (EA: 94C3609/ R24124496)