Liquidity reporting Compliance

About the Position

We are seeking a Liquidity Reporting Compliance expert to ensure that regulatory reporting outputs meet the criteria as documented by relevant regulatory instructions, regulations, and policies. This role sits within the first line compliance function and involves close liaison with both Finance Change colleagues and colleagues in Reporting Operations.

Role Profile and Description of Responsibility

Build and lead a BAU compliance function to ensure that the Regulatory Reporting functionality built and released quarterly under various change epics delivered by Finance Change comply with the reporting requirements as detailed under the Reporting Instructions and Reporting Regulations from the local or group regulator, as well as any additional Policy Interpretations provided by Group Reg. Policy or local policy representatives.

Responsibilities

• Identify epics delivered in the previous release to be tested for compliance
• Document test cases required for compliance testing by reference to required instructions, regulations, and policy
• Manage test execution by a small team of dedicated testers
• Analyze test results for compliance with the testers
• Flag any items which require further investigation
• Identify any cases of non-compliance back to stakeholders including Reporting Ops and Report Owners
• Provide rapid feedback to the build team in cases of re-build required for compliance

Requirements

• Deep subject matter knowledge and expertise in liquidity reporting constructs (e.g., LCR, NSFR, Maturity Ladders, etc.)
• Knowledge of core regulatory requirements including reporting instructions, regulations (e.g., CRR), and internal policies for liquidity reporting
• Documentation capability to document test cases for testing whether delivered build output complies with regulatory and policy requirements
• Ability to work at pace to ensure that the quarterly cadence of delivery of change in liquidity reporting is maintained
• Ability to develop and manage 2 x GCB 5 testers who will assist with test case script development, script execution in test environment (RADAR), validation of test outcomes to test expectations, investigations of unexpected outcomes
• Ability to engage at a senior level with Product Owner, Reporting Owner, Reporting Ops leads, and ensure communication of compliance outcomes, tracking of delivery, and managing output
• Working knowledge of SQL to run queries as required in the cloud platform test environment to support test case formulation, and to understand any logic build to verify code compliance to requirement
• Experience with the use of ETL documents and related SQL scripts to understand detailed data transformations as well as being able to explain these to less technical colleagues
• Understanding of banking products and the financial industry, with familiarity with complex trading structures such as Repos, Collateral Swaps, and Derivatives
• Competence in dealing with large complex datasets and using data analysis skills to manipulate and interrogate the data to produce findings
• Ability to engage with Finance Change business analysts, design & build, and data analysts in cases of any non-compliance items found which require further remedial build, clearly articulating the cause of the non-compliance and the proposed remediation
• Ability to engage with Reporting Ops to articulate all test findings, including compliant and non-compliant findings, alongside expected impact of any change requirements due to non-compliance defect fixes

We Offer

• Opportunity to work in a dynamic and innovative fintech environment
• Competitive salary
• Professional growth and development opportunities

About the Company

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